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Mallory Mangrum

Vice President, Chief Compliance Officer

As our Chief Compliance Officer, Mallory keeps the team informed of all new regulatory issues regarding compliance and keeps us abreast of all continuing education requirements. He has also played a pivotal role in keeping the firm’s data up to date with the latest technology, managing the sophisticated computer systems that support and secure our client portfolio records.

A veteran of our firm since 1998, Mallory is also a veteran of the U.S. Army and proudly served in Desert Storm.

He holds the FINRA Series 24 (General Securities Principal) and FINRA Series 7 registrations and is also a registered representative of SA Stone Wealth Management.

Mallory lives in Miami Gardens with his wife. A big fan of basketball and football, he supports all of Florida’s college and pro teams. He also enjoys movies, music, museums, fine dining and travel.